0001209191-19-049472.txt : 20190913
0001209191-19-049472.hdr.sgml : 20190913
20190913161149
ACCESSION NUMBER: 0001209191-19-049472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 191092679
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-11
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2019-09-11
4
M
0
956
25.20
A
1612
D
Common Stock
2019-09-11
4
F
0
521
71.11
D
1091
D
Common Stock
2019-09-11
4
S
0
435
71.00
D
656
D
Common Stock
2019-09-12
4
M
0
93
0.00
A
749
D
Common Stock
2019-09-12
4
F
0
28
71.23
D
721
D
Common Stock
2019-09-12
4
M
0
844
20.49
A
1565
D
Common Stock
2019-09-12
4
F
0
418
70.25
D
1147
D
Common Stock
2019-09-12
4
S
0
426
72.25
D
721
D
Common Stock
2019-09-12
4
M
0
314
27.24
A
1035
D
Common Stock
2019-09-12
4
F
0
176
73.00
D
859
D
Common Stock
2019-09-12
4
S
0
138
73.00
D
721
D
Stock Options
25.20
2019-09-11
4
M
0
956
0.00
D
2017-03-09
2026-03-09
Common Stock
956
7170
D
Restricted Stock Units
0.00
2019-09-12
4
M
0
93
0.00
D
2017-09-12
Common Stock
93
743
D
Stock Options
20.49
2019-09-12
4
M
0
844
0.00
D
2016-03-02
2025-03-02
Common Stock
844
1687
D
Stock Options
27.24
2019-09-12
4
M
0
314
0.00
D
2017-09-12
2026-09-12
Common Stock
314
2510
D
Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
Represents 5% vesting on September 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Efstathios A. Kouninis
2019-09-13