0001209191-19-049472.txt : 20190913 0001209191-19-049472.hdr.sgml : 20190913 20190913161149 ACCESSION NUMBER: 0001209191-19-049472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 191092679 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-11 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2019-09-11 4 M 0 956 25.20 A 1612 D Common Stock 2019-09-11 4 F 0 521 71.11 D 1091 D Common Stock 2019-09-11 4 S 0 435 71.00 D 656 D Common Stock 2019-09-12 4 M 0 93 0.00 A 749 D Common Stock 2019-09-12 4 F 0 28 71.23 D 721 D Common Stock 2019-09-12 4 M 0 844 20.49 A 1565 D Common Stock 2019-09-12 4 F 0 418 70.25 D 1147 D Common Stock 2019-09-12 4 S 0 426 72.25 D 721 D Common Stock 2019-09-12 4 M 0 314 27.24 A 1035 D Common Stock 2019-09-12 4 F 0 176 73.00 D 859 D Common Stock 2019-09-12 4 S 0 138 73.00 D 721 D Stock Options 25.20 2019-09-11 4 M 0 956 0.00 D 2017-03-09 2026-03-09 Common Stock 956 7170 D Restricted Stock Units 0.00 2019-09-12 4 M 0 93 0.00 D 2017-09-12 Common Stock 93 743 D Stock Options 20.49 2019-09-12 4 M 0 844 0.00 D 2016-03-02 2025-03-02 Common Stock 844 1687 D Stock Options 27.24 2019-09-12 4 M 0 314 0.00 D 2017-09-12 2026-09-12 Common Stock 314 2510 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Represents 5% vesting on September 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Efstathios A. Kouninis 2019-09-13