0001209191-19-045759.txt : 20190813 0001209191-19-045759.hdr.sgml : 20190813 20190813163906 ACCESSION NUMBER: 0001209191-19-045759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190809 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 191021211 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-09 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CFO, SVP Common Stock 2019-08-09 4 M 0 469 44.30 A 7729 D Common Stock 2019-08-09 4 F 0 370 71.78 D 7359 D Common Stock 2019-08-09 4 M 0 6860 58.95 A 14219 D Common Stock 2019-08-09 4 F 0 6179 71.78 D 8040 D Stock Options 44.30 2019-08-09 4 M 0 469 0.00 D 2018-03-02 2027-03-02 Common Stock 469 5158 D Stock Options 58.95 2019-08-09 4 M 0 6860 0.00 D 2019-03-05 2028-03-05 Common Stock 6860 20583 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Kenneth Stillwell 2019-08-13