0001209191-19-044614.txt : 20190805
0001209191-19-044614.hdr.sgml : 20190805
20190805170308
ACCESSION NUMBER: 0001209191-19-044614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190801
FILED AS OF DATE: 20190805
DATE AS OF CHANGE: 20190805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 19999443
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-01
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2019-08-01
4
M
0
1208
18.03
A
12064
D
Common Stock
2019-08-01
4
F
0
698
75.49
D
11366
D
Common Stock
2019-08-01
4
M
0
511
11.05
A
11877
D
Common Stock
2019-08-01
4
F
0
269
75.49
D
11608
D
Common Stock
2019-08-01
4
S
0
308
75.98
D
11300
D
Common Stock
2019-08-01
4
S
0
444
76.37
D
10856
D
Stock Options
18.03
2019-08-01
4
M
0
1208
0.00
D
2013-03-07
2022-03-07
Common Stock
1208
0
D
Stock Options
11.05
2019-08-01
4
M
0
511
0.00
D
2013-12-12
2022-12-12
Common Stock
511
63411
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities and Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices of August 1, 2019, ranging from $75.27 to $76.25. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of the sale prices on August 1, 2019, ranging from $76.30 to $76.44. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on March 7, 2013, with the remaining 80% vesting in equal quarterly amounts over the next four years.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly amounts over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Leon Trefler
2019-08-05