0001209191-19-034815.txt : 20190605
0001209191-19-034815.hdr.sgml : 20190605
20190605171134
ACCESSION NUMBER: 0001209191-19-034815
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILLWELL KENNETH
CENTRAL INDEX KEY: 0001680115
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 19880578
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRDIGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-05-01
2019-05-03
0
0001013857
PEGASYSTEMS INC
PEGA
0001680115
STILLWELL KENNETH
C/O PEGASYSTEMS INC
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
CFO, SVP
Common Stock
2019-05-01
4
M
0
2186
0.00
A
8355
D
Common Stock
2019-05-01
4
F
0
828
75.01
D
7527
D
Restricted Stock Units
0.00
2019-05-01
4
M
0
2186
0.00
D
2017-08-01
Common Stock
2186
19680
D
Represents 5% vesting on May 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
The Form 4 filed on May 3, 2019 is being amended to correct that in addition to the amount sold pursuant to Kenneth Stillwell's 10b5-1 plan, there was a restricted stock unit vesting on May 1, 2019 of 2,186 shares, with 828 being withheld to cover Mr. Stillwell's tax liability and 1,358 shares being disbursed. Forms filed after May 3, 2019 understated Mr. Stillwell's ownership by 1,358 shares.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-in-Fact for Kenneth Stillwell
2019-06-05