0001209191-19-034815.txt : 20190605 0001209191-19-034815.hdr.sgml : 20190605 20190605171134 ACCESSION NUMBER: 0001209191-19-034815 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19880578 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-05-01 2019-05-03 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CFO, SVP Common Stock 2019-05-01 4 M 0 2186 0.00 A 8355 D Common Stock 2019-05-01 4 F 0 828 75.01 D 7527 D Restricted Stock Units 0.00 2019-05-01 4 M 0 2186 0.00 D 2017-08-01 Common Stock 2186 19680 D Represents 5% vesting on May 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. The Form 4 filed on May 3, 2019 is being amended to correct that in addition to the amount sold pursuant to Kenneth Stillwell's 10b5-1 plan, there was a restricted stock unit vesting on May 1, 2019 of 2,186 shares, with 828 being withheld to cover Mr. Stillwell's tax liability and 1,358 shares being disbursed. Forms filed after May 3, 2019 understated Mr. Stillwell's ownership by 1,358 shares. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Kenneth Stillwell 2019-06-05