0001209191-19-029312.txt : 20190513 0001209191-19-029312.hdr.sgml : 20190513 20190513161347 ACCESSION NUMBER: 0001209191-19-029312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19818522 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-09 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CFO, SVP Common Stock 2019-05-09 4 M 0 10575 27.74 A 16744 D Common Stock 2019-05-09 4 F 0 7097 68.02 D 9647 D Common Stock 2019-05-09 4 M 0 3751 44.30 A 13398 D Common Stock 2019-05-09 4 F 0 3025 68.03 D 10373 D Stock Options 27.74 2019-05-09 4 M 0 10575 0.00 D 2017-08-01 2016-08-01 Common Stock 10575 97683 D Stock Options 44.30 2019-05-09 4 M 0 3751 0.00 D 2018-03-02 2027-03-02 Common Stock 3751 5627 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Kenneth Stillwell 2019-05-13