0001209191-19-018863.txt : 20190312 0001209191-19-018863.hdr.sgml : 20190312 20190312170246 ACCESSION NUMBER: 0001209191-19-018863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19675797 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-11 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2019-03-11 4 M 0 327 0.00 A 2397 D Common Stock 2019-03-11 4 F 0 97 64.01 D 2300 D Common Stock 2019-03-11 4 M 0 196 20.05 A 2496 D Common Stock 2019-03-11 4 F 0 101 64.75 D 2395 D Common Stock 2019-03-11 4 S 0 95 64.75 D 2300 D Common Stock 2019-03-11 4 M 0 844 20.49 A 3144 D Common Stock 2019-03-11 4 F 0 437 64.75 D 2707 D Common Stock 2019-03-11 4 S 0 407 64.75 D 2300 D Common Stock 2019-03-12 4 M 0 93 0.00 A 2393 D Common Stock 2019-03-12 4 F 0 28 64.92 D 2365 D Common Stock 2019-03-12 4 M 0 956 25.20 A 3321 D Common Stock 2019-03-12 4 F 0 543 65.25 D 2778 D Common Stock 2019-03-12 4 S 0 413 65.25 D 2365 D Common Stock 2019-03-12 4 M 0 314 27.24 A 2679 D Common Stock 2019-03-12 4 F 0 185 65.25 D 2494 D Common Stock 2019-03-12 4 S 0 129 65.25 D 2365 D Restricted Stock Units 0.00 2019-03-11 4 M 0 327 0.00 D 2017-03-09 Common Stock 327 2611 D Stock Options 20.05 2019-03-11 4 M 0 196 0.00 D 2015-03-07 2024-03-07 Common Stock 196 174 D Stock Options 20.49 2019-03-11 4 M 0 844 0.00 D 2016-03-02 2025-03-02 Common Stock 844 3374 D Restricted Stock Units 0.00 2019-03-12 4 M 0 93 0.00 D 2017-09-12 Common Stock 93 928 D Stock Options 25.20 2019-03-12 4 M 0 956 0.00 D 2017-03-09 2026-03-09 Common Stock 956 9082 D Stock Options 27.24 2019-03-12 4 M 0 314 0.00 D 2017-09-12 2026-09-12 Common Stock 314 3137 D Represents 5% vesting on March 9, 2019, with a release date of March 11, 2019, the first business day following the vesting. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents 5% vesting on March 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Efstathios Kouninis 2019-03-12