0001209191-19-018206.txt : 20190308 0001209191-19-018206.hdr.sgml : 20190308 20190308172003 ACCESSION NUMBER: 0001209191-19-018206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 19670092 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-06 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 C.E.O. & Chairman Restricted Stock Units 0.00 2019-03-06 4 A 0 39026 0.00 A 2020-03-06 Common Stock 39026 36026 D Stock Options 64.35 2019-03-06 4 A 0 132909 0.00 A 2020-03-06 2029-03-06 Common Stock 132909 132909 D Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. RSUs will vest 20% on March 6, 2020, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Once vested, the shares of common stock are not subject to expiration. Options will vest 20% on March 6, 2020, with the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Alan Trefler 2019-03-08