0001209191-19-017467.txt : 20190306
0001209191-19-017467.hdr.sgml : 20190306
20190306173946
ACCESSION NUMBER: 0001209191-19-017467
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190304
FILED AS OF DATE: 20190306
DATE AS OF CHANGE: 20190306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILLWELL KENNETH
CENTRAL INDEX KEY: 0001680115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 19663595
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRDIGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-04
0
0001013857
PEGASYSTEMS INC
PEGA
0001680115
STILLWELL KENNETH
C/O PEGASYSTEMS INC
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
CFO, SVP
Common Stock
2019-03-04
4
M
0
142
0.00
A
12009
D
Common Stock
2019-03-04
4
F
0
42
66.32
D
11967
D
Common Stock
2019-03-05
4
M
0
2641
0.00
A
14608
D
Common Stock
2019-03-05
4
F
0
778
64.84
D
13830
D
Common Stock
2019-03-05
4
S
0
1863
64.93
D
11967
D
Common Stock
2019-03-05
4
M
0
1704
0.00
A
13671
D
Common Stock
2019-03-05
4
F
0
502
64.84
D
13169
D
Restricted Stock Units
0.00
2019-03-04
4
M
0
142
0.00
D
2018-03-02
Common Stock
142
1705
D
Restricted Stock Units
0.00
2019-03-05
4
M
0
2461
0.00
D
2019-03-05
Common Stock
2641
0
D
Restricted Stock Units
0.00
2019-03-05
4
M
0
1704
0.00
D
2019-03-05
Common Stock
1704
6820
D
Represents 5% vesting on March 2, 2019, with a release date of March 4, 2019, the first business day following the vesting. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents 100% vesting on March 5, 2019. The original grant was 2,641 restricted stock units, which were granted on March 5, 2018. As part of the Company's 2018 Corporate Incentive Plan (CICP), Mr. Stillwell elected to receive his half of his annual bonus in RSUs.
Represents the weighted average of sale prices, from $64.92 to $65.00. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents 20% vesting on March 5, 2019. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Kenneth Stillwell
2019-03-06