0001209191-18-051099.txt : 20180914 0001209191-18-051099.hdr.sgml : 20180914 20180914164849 ACCESSION NUMBER: 0001209191-18-051099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180912 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 181071650 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-12 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2018-09-12 4 M 0 93 0.00 A 322 D Common Stock 2018-09-12 4 F 0 28 63.75 D 294 D Common Stock 2018-09-13 4 M 0 314 27.24 A 608 D Common Stock 2018-09-13 4 F 0 186 65.00 D 422 D Common Stock 2018-09-13 4 M 0 478 25.20 A 900 D Common Stock 2018-09-13 4 F 0 272 65.25 D 628 D Common Stock 2018-09-13 4 S 0 455 65.31 D 173 D Restricted Stock Units 0.00 2018-09-12 4 M 0 93 0.00 D 2017-09-12 Common Stock 93 1114 D Stock Options 27.24 2018-09-13 4 M 0 314 0.00 D 2017-09-12 2026-09-12 Common Stock 314 3765 D Stock Options 25.20 2018-09-13 4 M 0 478 0.00 D 2017-03-12 2026-03-12 Common Stock 478 10993 D Represents 5% vesting on September 12, 2018. The original grant was 1856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices, ranging from $65.00 to $65.75. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2018-09-14