0001209191-18-050513.txt : 20180911
0001209191-18-050513.hdr.sgml : 20180911
20180911170423
ACCESSION NUMBER: 0001209191-18-050513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180910
FILED AS OF DATE: 20180911
DATE AS OF CHANGE: 20180911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 181065393
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-10
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2018-09-10
4
S
0
53
64.00
D
0
D
Common Stock
2018-09-10
4
M
0
326
0.00
A
326
D
Common Stock
2018-09-10
4
F
0
97
63.65
D
229
D
Common Stock
2018-09-10
4
M
0
478
25.20
A
707
D
Common Stock
2018-09-10
4
F
0
273
64.40
D
434
D
Common Stock
2018-09-10
4
S
0
205
64.40
D
229
D
Restricted Stock Units
0.00
2018-09-10
4
M
0
326
0.00
D
2017-03-09
Common Stock
326
3264
D
Stock Options
25.20
2018-09-10
4
M
0
478
0.00
D
2017-03-09
2026-03-09
Common Stock
478
10993
D
Represents 5% vesting on September 9, 2018, with a release date of September 10, 2018. The original grant was 6527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.
Does not include shares of common stock subject to unvested restricted stock units and options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis
2018-09-11