0001209191-18-040047.txt : 20180629 0001209191-18-040047.hdr.sgml : 20180629 20180629164737 ACCESSION NUMBER: 0001209191-18-040047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES RICHARD H CENTRAL INDEX KEY: 0001222574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18929841 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-28 0 0001013857 PEGASYSTEMS INC PEGA 0001222574 JONES RICHARD H C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2018-06-28 4 M 0 571 54.76 A 296395 D Common Stock 216192 I Richard H. Jones Revocable Trust Common Stock 200000 I Patricia K. Jones GRAT Common Stock 19010 I Spouse Common Stock 61590 I Jones Family Foundation Restricted Stock Units 0.00 2018-06-28 4 M 0 2283 0.00 A 2018-06-28 Common Stock 2283 2283 D Restricted Stock Units 0.00 2018-06-28 4 M 0 571 0.00 D 2018-06-28 Common Stock 571 1712 D Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter. Does not include shares of common stock subject to unvested restricted stock units and options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. Jones' service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Richard Jones 2018-06-29