0001209191-18-038585.txt : 20180619 0001209191-18-038585.hdr.sgml : 20180619 20180619164352 ACCESSION NUMBER: 0001209191-18-038585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180615 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18907639 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2018-06-15 4 M 0 196 20.05 A 857 D Common Stock 2018-06-15 4 F 0 103 62.05 D 754 D Common Stock 2018-06-15 4 S 0 93 62.05 D 661 D Common Stock 2018-06-15 4 M 0 313 27.24 A 974 D Common Stock 2018-06-15 4 F 0 190 62.05 D 784 D Common Stock 2018-06-15 4 S 0 123 62.10 D 661 D Stock Options 20.05 2018-06-15 4 M 0 196 0.00 D 2015-03-07 2024-03-07 Common Stock 196 760 D Stock Options 27.24 2018-06-15 4 M 0 313 0.00 D 2017-09-12 2026-09-12 Common Stock 313 4079 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and options awards. Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2018-06-19