0001209191-18-037479.txt : 20180613 0001209191-18-037479.hdr.sgml : 20180613 20180613163712 ACCESSION NUMBER: 0001209191-18-037479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180611 FILED AS OF DATE: 20180613 DATE AS OF CHANGE: 20180613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18897110 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-11 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2018-06-11 4 M 0 327 0.00 A 693 D Common Stock 2018-06-11 4 F 0 97 62.45 D 596 D Common Stock 2018-06-12 4 M 0 93 0.00 A 689 D Common Stock 2018-06-12 4 F 0 28 62.10 D 661 D Restricted Stock Units 0.00 2018-06-11 4 M 0 327 0.00 D 2017-03-09 Common Stock 327 3590 D Restricted Stock Units 0.00 2018-06-12 4 M 0 93 0.00 D 2017-09-12 Common Stock 93 1207 D Represents 5% vesting on June 9, 2018, with a release date of June 11, 2018, the first business day following the vesting. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents 5% vesting on June 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Does not include shares of common stock subject to unvested restricted stock units and options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2018-06-13