0001209191-18-031813.txt : 20180521
0001209191-18-031813.hdr.sgml : 20180521
20180521161536
ACCESSION NUMBER: 0001209191-18-031813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180517
FILED AS OF DATE: 20180521
DATE AS OF CHANGE: 20180521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRA DOUGLAS I
CENTRAL INDEX KEY: 0001237268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 18849774
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
STREET 2: C/O PEGASYSTEMS INC.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-17
0
0001013857
PEGASYSTEMS INC
PEGA
0001237268
KRA DOUGLAS I
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2018-05-17
4
M
0
12704
11.05
A
39887
D
Common Stock
2018-05-17
4
F
0
6915
61.50
D
32972
D
Common Stock
2018-05-17
4
M
0
10000
11.05
A
42972
D
Common Stock
2018-05-17
4
F
0
5444
61.45
D
37528
D
Common Stock
2018-05-17
4
M
0
10000
11.05
A
47528
D
Common Stock
2018-05-17
4
F
0
5448
61.25
D
42080
D
Common Stock
2018-05-17
4
S
0
14897
61.39
D
27183
D
Stock Options
11.05
2018-05-17
4
M
0
32704
0.00
D
2013-12-12
2022-12-12
Common Stock
32704
0
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
Represents the weighted average of the sale prices, ranging from $61.15 to $61.55. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and options awards.
Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra
2018-05-21