0001209191-18-031813.txt : 20180521 0001209191-18-031813.hdr.sgml : 20180521 20180521161536 ACCESSION NUMBER: 0001209191-18-031813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18849774 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-17 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2018-05-17 4 M 0 12704 11.05 A 39887 D Common Stock 2018-05-17 4 F 0 6915 61.50 D 32972 D Common Stock 2018-05-17 4 M 0 10000 11.05 A 42972 D Common Stock 2018-05-17 4 F 0 5444 61.45 D 37528 D Common Stock 2018-05-17 4 M 0 10000 11.05 A 47528 D Common Stock 2018-05-17 4 F 0 5448 61.25 D 42080 D Common Stock 2018-05-17 4 S 0 14897 61.39 D 27183 D Stock Options 11.05 2018-05-17 4 M 0 32704 0.00 D 2013-12-12 2022-12-12 Common Stock 32704 0 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices, ranging from $61.15 to $61.55. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Does not include shares of common stock subject to unvested restricted stock units and options awards. Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra 2018-05-21