0001209191-18-021502.txt : 20180323
0001209191-18-021502.hdr.sgml : 20180323
20180323175220
ACCESSION NUMBER: 0001209191-18-021502
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180321
FILED AS OF DATE: 20180323
DATE AS OF CHANGE: 20180323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES RICHARD H
CENTRAL INDEX KEY: 0001222574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 18711233
MAIL ADDRESS:
STREET 1: C/O PEGASYSTEMS INC
STREET 2: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-21
0
0001013857
PEGASYSTEMS INC
PEGA
0001222574
JONES RICHARD H
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
1
0
0
0
Common Stock
2018-03-21
4
M
0
522
0.00
A
522
D
Common Stock
513494
I
Richard D. Jones Revocable Trust
Common Stock
200000
I
Patricia K. Jones GRAT
Common Stock
61590
I
Jones Family Foundation
Common Stock
19010
I
Spouse
Restricted Stock Units
0.00
2017-03-21
4
M
0
522
0.00
D
2017-06-21
Common Stock
522
0
D
Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.
Includes 200,000 shares held by the Patricia K. Jones Grat #2.
Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Richard Jones
2018-03-23