0001209191-18-019325.txt : 20180313 0001209191-18-019325.hdr.sgml : 20180313 20180313174023 ACCESSION NUMBER: 0001209191-18-019325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18687597 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2018-03-09 4 M 0 326 0.00 A 326 D Common Stock 2018-03-09 4 F 0 97 62.70 D 229 D Common Stock 2018-03-12 4 M 0 92 0.00 A 321 D Common Stock 2018-03-12 4 F 0 28 62.85 D 293 D Restricted Stock Units 0.00 2018-03-09 4 M 0 326 0.00 D 2017-03-09 Common Stock 326 3917 D Restricted Stock Units 0.00 2018-03-12 4 M 0 92 0.00 D 2017-09-12 Common Stock 92 1300 D Represents 5% vesting on March 9, 2018. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents 5% vesting on March 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Once vested, the shares of common stock are not subject to expiration. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2018-03-13