0001209191-18-017428.txt : 20180306 0001209191-18-017428.hdr.sgml : 20180306 20180306175733 ACCESSION NUMBER: 0001209191-18-017428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18671189 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2018-03-02 4 M 0 619 0.00 A 7241 D Common Stock 2018-03-02 4 F 0 190 55.90 D 7051 D Common Stock 2018-03-02 4 M 0 1865 0.00 A 8916 D Common Stock 2018-03-02 4 F 0 542 55.90 D 8374 D Common Stock 2018-03-02 4 M 0 1477 0.00 A 9851 D Common Stock 2018-03-02 4 F 0 435 55.90 D 9416 D Restricted Stock Units 0.00 2018-03-02 4 M 0 619 0.00 D 2016-03-02 Common Stock 619 4955 D Restricted Stock Units 0.00 2018-03-02 4 M 0 1865 0.00 D 2018-03-02 Common Stock 1865 0 D Restricted Stock Units 0.00 2018-03-02 4 M 0 1477 0.00 D 2018-03-02 Common Stock 1477 5910 D Represents 5% vesting on March 2, 2018. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents 100% vesting on March 2, 2018. The original grant was 1,865 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Trefler elected to receive his annual Bonus in RSUs. Represents 20% vesting on March 2, 2018. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Does not include shares of common stock subject to unvested restricted stock units and options awards. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler 2018-03-06