0001209191-18-017420.txt : 20180306
0001209191-18-017420.hdr.sgml : 20180306
20180306175300
ACCESSION NUMBER: 0001209191-18-017420
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180302
FILED AS OF DATE: 20180306
DATE AS OF CHANGE: 20180306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 18671168
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-02
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2018-03-02
4
M
0
310
0.00
A
851
D
Common Stock
2018-03-02
4
F
0
90
55.90
D
761
D
Common Stock
2018-03-02
4
M
0
1140
0.00
A
1901
D
Common Stock
2018-03-02
4
F
0
327
55.90
D
1574
D
Common Stock
2018-03-02
4
M
0
682
0.00
A
2256
D
Common Stock
2018-03-02
4
F
0
201
55.90
D
2055
D
Restricted Stock Units
0.00
2018-03-02
4
M
0
310
0.00
D
2016-03-02
Common Stock
310
2477
D
Restricted Stock Units
0.00
2018-03-02
4
M
0
1140
0.00
D
2018-03-02
Common Stock
1140
0
D
Restricted Stock Units
0.00
2018-03-02
4
M
0
682
0.00
D
2018-03-02
Common Stock
682
2728
D
Represents 5% vesting on March 2, 2018. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents 100% vesting on March 2, 2018. The original grant was 1,140 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Kouninis elected to receive his annual Bonus in RSUs.
Represents 20% vesting on March 2, 2018. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Does not include shares of common stock subject to unvested restricted stock units and options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis
2018-03-06