0001209191-18-015145.txt : 20180301 0001209191-18-015145.hdr.sgml : 20180301 20180301173339 ACCESSION NUMBER: 0001209191-18-015145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 18659145 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2018-02-28 4 M 0 1568 0.00 A 2109 D Common Stock 2018-02-28 4 F 0 1011 59.80 D 1098 D Common Stock 2018-02-28 4 S 0 557 59.86 D 541 D Common Stock 2018-02-28 4 M 0 956 0.00 A 1497 D Common Stock 2018-02-28 4 F 0 601 58.60 D 896 D Common Stock 2018-02-28 4 S 0 355 58.61 D 541 D Stock Options 27.24 2018-02-28 4 M 0 1568 0.00 D 2017-09-12 2026-09-12 Common Stock 6274 4706 D Stock Options 25.20 2018-02-28 4 M 0 956 0.00 D 2017-03-09 2026-03-09 Common Stock 19118 12427 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices on February 28, 2018, ranging from $59.81 to $59.92. Represents the weighted average of the sale prices on February 28, 2018, ranging from $58.60 to $58.63. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2018-03-01