0001209191-17-052669.txt : 20170913
0001209191-17-052669.hdr.sgml : 20170913
20170913172241
ACCESSION NUMBER: 0001209191-17-052669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170911
FILED AS OF DATE: 20170913
DATE AS OF CHANGE: 20170913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 171083813
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-11
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2017-09-11
4
M
0
327
0.00
A
585
D
Common Stock
2017-09-11
4
F
0
107
55.65
D
478
D
Common Stock
2017-09-11
4
M
0
844
0.00
A
1322
D
Common Stock
2017-09-11
4
F
0
481
56.45
D
841
D
Common Stock
2017-09-11
4
S
0
363
56.50
D
478
D
Common Stock
2017-09-11
4
M
0
196
0.00
A
674
D
Common Stock
2017-09-11
4
F
0
111
56.55
D
563
D
Common Stock
2017-09-11
4
S
0
85
56.57
D
478
D
Restricted Stock Units
0.00
2017-09-11
4
M
0
327
0.00
D
2017-03-09
Common Stock
6527
4569
D
Stock Options
20.49
2017-09-11
4
M
0
844
0.00
D
2016-03-02
2025-03-02
Common Stock
16870
8435
D
Stock Options
20.05
2017-09-11
4
M
0
196
0.00
D
2015-03-07
2024-03-07
Common Stock
3904
1366
D
Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 6527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis
2017-09-13