0001209191-17-049978.txt : 20170823 0001209191-17-049978.hdr.sgml : 20170823 20170823170502 ACCESSION NUMBER: 0001209191-17-049978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170821 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 171047642 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-21 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2017-08-21 4 M 0 8500 0.00 A 16680 D Common Stock 2017-08-21 4 F 0 5487 54.55 D 11193 D Common Stock 2017-08-21 4 S 0 3013 54.54 D 8180 D Common Stock 2017-08-21 4 S 0 3380 54.75 D 4800 D Stock Options 18.03 2017-08-21 4 M 0 8500 0.00 D 2013-03-07 2022-03-07 Common Stock 17124 8624 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices on August 21, 2017, ranging from $54.50 to $54.55. Represents the weighted average of the sale prices on August 21, 2017, ranging from $54.70 to $54.75. Options vested 20% on March 7, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. The grant of restricted stock units was previously reported as 8,562, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler 2017-08-23