0001209191-17-047471.txt : 20170803
0001209191-17-047471.hdr.sgml : 20170803
20170803174427
ACCESSION NUMBER: 0001209191-17-047471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170801
FILED AS OF DATE: 20170803
DATE AS OF CHANGE: 20170803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRA DOUGLAS I
CENTRAL INDEX KEY: 0001237268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 171006259
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
STREET 2: C/O PEGASYSTEMS INC.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-01
0
0001013857
PEGASYSTEMS INC
PEGA
0001237268
KRA DOUGLAS I
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2017-08-01
4
M
0
1524
0.00
A
24817
D
Common Stock
2017-08-01
4
F
0
797
60.70
D
24020
D
Common Stock
2017-08-01
4
S
0
727
60.20
D
23293
D
Common Stock
2017-08-01
4
M
0
978
0.00
A
24271
D
Common Stock
2017-08-01
4
F
0
511
60.70
D
23760
D
Common Stock
2017-08-01
4
S
0
467
60.20
D
23293
D
Stock Options
6.00
2017-08-01
4
M
0
1524
0.00
D
2008-12-13
2017-12-13
Common Stock
32000
6092
D
Stock Options
5.94
2017-08-01
4
M
0
978
0.00
D
2009-12-11
2018-12-11
Common Stock
11740
3912
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on August 1, 2017, ranging from $59.85 to $60.55.
Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra
2017-08-03