0001209191-17-043726.txt : 20170705 0001209191-17-043726.hdr.sgml : 20170705 20170705190018 ACCESSION NUMBER: 0001209191-17-043726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 17950271 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-03 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2017-07-03 4 M 0 1524 0.00 A 24817 D Common Stock 2017-07-03 4 F 0 800 58.70 D 24017 D Common Stock 2017-07-03 4 S 0 724 58.20 D 23293 D Common Stock 2017-07-03 4 M 0 978 0.00 A 24271 D Common Stock 2017-07-03 4 F 0 513 58.70 D 23758 D Common Stock 2017-07-03 4 S 0 465 58.20 D 23293 D Stock Options 6.00 2017-07-03 4 M 0 1524 0.00 D 2008-12-13 2017-12-13 Common Stock 32000 7616 D Stock Options 5.94 2017-07-03 4 M 0 978 0.00 D 2009-12-11 2018-12-11 Common Stock 11740 4890 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Options vested 20% on December 8, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra 2017-07-05