0001209191-17-038930.txt : 20170609 0001209191-17-038930.hdr.sgml : 20170609 20170609171420 ACCESSION NUMBER: 0001209191-17-038930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 17903761 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-07 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2017-06-07 4 M 0 502 0.00 A 11218 D Common Stock 2017-06-07 4 F 0 237 60.60 D 10981 D Common Stock 2017-06-09 4 M 0 14938 0.00 A 25919 D Common Stock 2017-06-09 4 F 0 8998 64.35 D 16921 D Common Stock 2017-06-09 4 S 0 5940 64.34 D 10981 D Common Stock 2017-06-09 4 S 0 3120 64.22 D 7861 D Common Stock 2017-06-09 4 M 0 603 0.00 A 8464 D Common Stock 2017-06-09 4 F 0 284 63.65 D 8180 D Restricted Stock Units 0.00 2017-06-07 4 M 0 502 0.00 D 2015-03-07 Common Stock 10054 3520 D Stock Options 16.02 2017-06-09 4 M 0 14938 0.00 D 2012-03-17 2021-03-17 Common Stock 14938 0 D Restricted Stock Units 0.00 2017-06-09 4 M 0 603 0.00 D 2017-03-09 Common Stock 12049 9037 D Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.30 to $64.35. Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.20 to $64.25. Represents 5% vesting on June 9, 2017. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. The grant of restricted stock units was previously reported as 7469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler 2017-06-09