0001209191-17-038930.txt : 20170609
0001209191-17-038930.hdr.sgml : 20170609
20170609171420
ACCESSION NUMBER: 0001209191-17-038930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 17903761
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-07
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2017-06-07
4
M
0
502
0.00
A
11218
D
Common Stock
2017-06-07
4
F
0
237
60.60
D
10981
D
Common Stock
2017-06-09
4
M
0
14938
0.00
A
25919
D
Common Stock
2017-06-09
4
F
0
8998
64.35
D
16921
D
Common Stock
2017-06-09
4
S
0
5940
64.34
D
10981
D
Common Stock
2017-06-09
4
S
0
3120
64.22
D
7861
D
Common Stock
2017-06-09
4
M
0
603
0.00
A
8464
D
Common Stock
2017-06-09
4
F
0
284
63.65
D
8180
D
Restricted Stock Units
0.00
2017-06-07
4
M
0
502
0.00
D
2015-03-07
Common Stock
10054
3520
D
Stock Options
16.02
2017-06-09
4
M
0
14938
0.00
D
2012-03-17
2021-03-17
Common Stock
14938
0
D
Restricted Stock Units
0.00
2017-06-09
4
M
0
603
0.00
D
2017-03-09
Common Stock
12049
9037
D
Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.
Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.30 to $64.35.
Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.20 to $64.25.
Represents 5% vesting on June 9, 2017. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.
The grant of restricted stock units was previously reported as 7469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler
2017-06-09