0001209191-17-032842.txt : 20170516 0001209191-17-032842.hdr.sgml : 20170516 20170516175316 ACCESSION NUMBER: 0001209191-17-032842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 17849786 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-12 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2017-05-12 4 M 0 648 0.00 A 2413 D Common Stock 2017-05-12 4 F 0 303 52.65 D 2110 D Common Stock 2017-05-12 4 S 0 345 52.65 D 1765 D Common Stock 2017-05-12 4 M 0 3823 0.00 A 5588 D Common Stock 2017-05-12 4 F 0 2477 52.65 D 3111 D Common Stock 2017-05-12 4 S 0 1346 52.69 D 1765 D Common Stock 2017-05-12 4 S 0 1765 56.00 D 0 D Stock Options 11.05 2017-05-12 4 M 0 648 0.00 D 2013-12-12 2022-12-12 Common Stock 12942 1942 D Stock Options 25.20 2017-05-12 4 M 0 3823 0.00 D 2017-03-09 2026-03-09 Common Stock 19118 15295 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years. Options vest 20% on March 9, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2017-05-16