0001209191-17-032842.txt : 20170516
0001209191-17-032842.hdr.sgml : 20170516
20170516175316
ACCESSION NUMBER: 0001209191-17-032842
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170512
FILED AS OF DATE: 20170516
DATE AS OF CHANGE: 20170516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 17849786
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-12
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2017-05-12
4
M
0
648
0.00
A
2413
D
Common Stock
2017-05-12
4
F
0
303
52.65
D
2110
D
Common Stock
2017-05-12
4
S
0
345
52.65
D
1765
D
Common Stock
2017-05-12
4
M
0
3823
0.00
A
5588
D
Common Stock
2017-05-12
4
F
0
2477
52.65
D
3111
D
Common Stock
2017-05-12
4
S
0
1346
52.69
D
1765
D
Common Stock
2017-05-12
4
S
0
1765
56.00
D
0
D
Stock Options
11.05
2017-05-12
4
M
0
648
0.00
D
2013-12-12
2022-12-12
Common Stock
12942
1942
D
Stock Options
25.20
2017-05-12
4
M
0
3823
0.00
D
2017-03-09
2026-03-09
Common Stock
19118
15295
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.
Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years.
Options vest 20% on March 9, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis
2017-05-16