0001209191-17-007678.txt : 20170203
0001209191-17-007678.hdr.sgml : 20170203
20170203165122
ACCESSION NUMBER: 0001209191-17-007678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRA DOUGLAS I
CENTRAL INDEX KEY: 0001237268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 17572784
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
STREET 2: C/O PEGASYSTEMS INC.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001013857
PEGASYSTEMS INC
PEGA
0001237268
KRA DOUGLAS I
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2017-02-01
4
M
0
1524
0.00
A
38273
D
Common Stock
2017-02-01
4
F
0
646
39.05
D
37627
D
Common Stock
2017-02-01
4
S
0
878
38.48
D
36749
D
Common Stock
2017-02-01
4
M
0
978
0.00
A
37727
D
Common Stock
2017-02-01
4
F
0
411
39.05
D
37316
D
Common Stock
2017-02-01
4
S
0
567
38.48
D
36749
D
Stock Options
0.00
2017-02-01
4
M
0
1524
0.00
D
2008-12-13
2017-12-12
Common Stock
32000
15236
D
Stock Options
0.00
2017-02-01
4
M
0
978
0.00
D
2009-12-11
2018-12-11
Common Stock
11740
9780
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on February 1, 2017, ranging from $38.30 to $38.70.
Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra
2017-02-03