0001209191-17-002114.txt : 20170105
0001209191-17-002114.hdr.sgml : 20170105
20170105163332
ACCESSION NUMBER: 0001209191-17-002114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRA DOUGLAS I
CENTRAL INDEX KEY: 0001237268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 17511184
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
STREET 2: C/O PEGASYSTEMS INC.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-03
0
0001013857
PEGASYSTEMS INC
PEGA
0001237268
KRA DOUGLAS I
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common Stock
2017-01-03
4
M
0
1524
0.00
A
38273
D
Common Stock
2017-01-03
4
F
0
732
36.35
D
37541
D
Common Stock
2017-01-03
4
S
0
792
36.04
D
36749
D
Common Stock
2017-01-03
4
M
0
982
0.00
A
37731
D
Common Stock
2017-01-03
4
F
0
471
36.35
D
37260
D
Common Stock
2017-01-03
4
S
0
511
36.04
D
36749
D
Stock Options
6.00
2017-01-03
4
M
0
1524
0.00
D
2008-12-13
2017-12-13
Common Stock
32000
16760
D
Stock Options
5.94
2017-01-03
4
M
0
982
0.00
D
2009-12-11
2018-12-11
Common Stock
11740
10758
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on January 3, 2017, ranging from $35.80 to $36.40.
Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Douglas Kra
2017-01-05