0001209191-16-154460.txt : 20161209 0001209191-16-154460.hdr.sgml : 20161209 20161209171655 ACCESSION NUMBER: 0001209191-16-154460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 162044772 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-07 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2016-12-07 4 M 0 74 0.00 A 283 D Common Stock 2016-12-07 4 F 0 25 35.00 D 258 D Common Stock 2016-12-07 4 M 0 843 0.00 A 1101 D Common Stock 2016-12-07 4 F 0 600 35.85 D 501 D Common Stock 2016-12-07 4 S 0 243 35.90 D 258 D Common Stock 2016-12-07 4 M 0 194 0.00 A 452 D Common Stock 2016-12-07 4 F 0 137 35.85 D 315 D Common Stock 2016-12-07 4 S 0 57 35.90 D 258 D Common Stock 2016-12-07 4 S 0 258 35.85 D 0 D Restricted Stock Units 0.00 2016-12-07 4 M 0 74 0.00 D 2015-03-07 Common Stock 1508 680 D Stock Options 20.49 2016-12-07 4 M 0 843 0.00 D 2016-03-02 2025-03-02 Common Stock 16870 10966 D Stock Options 20.05 2016-12-07 4 M 0 194 0.00 D 2015-03-07 2024-03-07 Common Stock 3904 1758 D Represents 5% vesting on December 7, 2016. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2016-12-09