0001209191-16-149108.txt : 20161109 0001209191-16-149108.hdr.sgml : 20161109 20161109172408 ACCESSION NUMBER: 0001209191-16-149108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161985239 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2016-11-07 4 M 0 7800 0.00 A 14587 D Common Stock 2016-11-07 4 F 0 3487 33.10 D 11100 D Common Stock 2016-11-07 4 S 0 4313 33.13 D 6787 D Stock Options 6.00 2016-11-07 4 M 0 7800 0.00 D 2008-12-13 2017-12-13 Common Stock 10400 0 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value. Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. The stock option grant was previously reported as 5,200 options, but has been adjusted to reflect the 2-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Leon Trefler 2016-11-09