0001209191-16-148696.txt : 20161107
0001209191-16-148696.hdr.sgml : 20161107
20161107173148
ACCESSION NUMBER: 0001209191-16-148696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161104
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 161979332
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-04
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2016-11-04
4
M
0
196
0.00
A
196
D
Common Stock
2016-11-04
4
F
0
145
32.65
D
51
D
Common Stock
2016-11-04
4
S
0
51
32.70
D
0
D
Common Stock
2016-11-04
4
M
0
844
0.00
A
844
D
Common Stock
2016-11-04
4
F
0
632
32.65
D
212
D
Common Stock
2016-11-04
4
S
0
212
32.70
D
0
D
Stock Options
20.05
2016-11-04
4
M
0
196
0.00
D
2015-03-07
2024-03-07
Common Stock
3904
1952
D
Stock Options
20.49
2016-11-04
4
M
0
844
0.00
D
2016-03-02
2025-03-02
Common Stock
16870
11809
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.
Options vested 20% on March 7, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on March 2, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis
2016-11-07