0001209191-16-141455.txt : 20160914 0001209191-16-141455.hdr.sgml : 20160914 20160914174700 ACCESSION NUMBER: 0001209191-16-141455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161885909 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-12 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2016-09-14 4 M 0 58 0.00 A 58 D Common Stock 2016-09-14 4 F 0 19 26.92 D 39 D Restricted Stock Units 0.00 2016-09-14 4 M 0 58 0.00 D 2012-12-14 Common Stock 1164 60 D Stock Options 27.24 2016-09-12 4 A 0 6274 0.00 A 2017-09-12 2026-09-12 Common Stock 6274 6274 D Restricted Stock Units 0.00 2016-09-12 4 A 0 1856 0.00 A 2017-09-12 Common Stock 1856 1856 D Represents 5% vesting on September 14, 2016. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. All options vest 20% on September 12, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years. All RSUs vest 20% on September 12, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2016-09-14