0001209191-16-128253.txt : 20160616 0001209191-16-128253.hdr.sgml : 20160616 20160616172759 ACCESSION NUMBER: 0001209191-16-128253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160614 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161718347 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-14 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2016-06-14 4 M 0 150 0.00 A 201 D Common Stock 2016-06-14 4 F 0 105 27.65 D 96 D Common Stock 2016-06-14 4 S 0 45 27.66 D 51 D Common Stock 2016-06-14 4 M 0 646 0.00 A 697 D Common Stock 2016-06-14 4 F 0 385 27.65 D 312 D Common Stock 2016-06-14 4 S 0 261 27.66 D 51 D Common Stock 2016-06-14 4 M 0 58 0.00 A 109 D Common Stock 2016-06-14 4 F 0 19 27.23 D 90 D Common Stock 2016-06-15 4 S 0 90 27.86 D 0 D Stock Options 15.19 2016-06-14 4 M 0 150 0.00 D 2012-12-14 2021-12-14 Common Stock 2998 300 D Stock Options 11.05 2016-06-14 4 M 0 646 0.00 D 2013-12-12 2022-12-12 Common Stock 12942 3884 D Restricted Stock Units 0.00 2016-06-14 4 M 0 58 0.00 D 2012-12-14 Common Stock 1164 118 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of witholding by the Company of shares of equal value. Represents 5% vesting on June 14, 2016. The original grant was 1,164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian Esq., Attorney-In-Fact for Efstathios Kouninis 2016-06-16