0001209191-16-128253.txt : 20160616
0001209191-16-128253.hdr.sgml : 20160616
20160616172759
ACCESSION NUMBER: 0001209191-16-128253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160614
FILED AS OF DATE: 20160616
DATE AS OF CHANGE: 20160616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 161718347
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-14
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2016-06-14
4
M
0
150
0.00
A
201
D
Common Stock
2016-06-14
4
F
0
105
27.65
D
96
D
Common Stock
2016-06-14
4
S
0
45
27.66
D
51
D
Common Stock
2016-06-14
4
M
0
646
0.00
A
697
D
Common Stock
2016-06-14
4
F
0
385
27.65
D
312
D
Common Stock
2016-06-14
4
S
0
261
27.66
D
51
D
Common Stock
2016-06-14
4
M
0
58
0.00
A
109
D
Common Stock
2016-06-14
4
F
0
19
27.23
D
90
D
Common Stock
2016-06-15
4
S
0
90
27.86
D
0
D
Stock Options
15.19
2016-06-14
4
M
0
150
0.00
D
2012-12-14
2021-12-14
Common Stock
2998
300
D
Stock Options
11.05
2016-06-14
4
M
0
646
0.00
D
2013-12-12
2022-12-12
Common Stock
12942
3884
D
Restricted Stock Units
0.00
2016-06-14
4
M
0
58
0.00
D
2012-12-14
Common Stock
1164
118
D
Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of witholding by the Company of shares of equal value.
Represents 5% vesting on June 14, 2016. The original grant was 1,164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian Esq., Attorney-In-Fact for Efstathios Kouninis
2016-06-16