0001209191-16-127840.txt : 20160614 0001209191-16-127840.hdr.sgml : 20160614 20160614184034 ACCESSION NUMBER: 0001209191-16-127840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161714101 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-10 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2016-06-10 4 M 0 1151 27.16 A 67236 D Restricted Stock Units 0.00 2016-06-10 4 M 0 4603 0.00 A 2016-06-10 Common Stock 4603 4603 D Restricted Stock Units 0.00 2016-06-10 4 M 0 1151 0.00 D 2016-06-10 Common Stock 4603 3452 D Represents 25% vesting on June 10, 2016. Original grant was 4,603 restricted stock units (RSUs). The remaining 75% vests in equal quarterly installments over the next three quarters. Each RSU represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Represents a grant of 4,603 RSUs on June 10, 2016, in consideration for Mr. Kaplan's service as a member of the Company's Board of Directors. These RSUs will vest in equal quarterly amounts with 25% vesting on the grant date, and the remaining 75% vesting over the next three quarters. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian Esq., Attorney-in-Fact for Steven Kaplan 2016-06-14