0001209191-16-126636.txt : 20160608 0001209191-16-126636.hdr.sgml : 20160608 20160608180822 ACCESSION NUMBER: 0001209191-16-126636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160607 FILED AS OF DATE: 20160608 DATE AS OF CHANGE: 20160608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161704473 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-07 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2016-06-07 4 M 0 1756 0.00 A 1756 D Common Stock 2016-06-07 4 F 0 1420 27.98 D 336 D Common Stock 2016-06-07 4 S 0 336 27.99 D 0 D Common Stock 2016-06-07 4 M 0 4217 0.00 A 4217 D Common Stock 2016-06-07 4 F 0 3455 27.98 D 762 D Common Stock 2016-06-07 4 S 0 762 27.99 D 0 D Common Stock 2016-06-07 4 M 0 76 0.00 A 76 D Common Stock 2016-06-07 4 F 0 25 27.77 D 51 D Stock Options 20.05 2016-06-07 4 M 0 1756 0.00 D 2015-03-07 2024-03-07 Common Stock 3904 2148 D Stock Options 20.49 2016-06-07 4 M 0 4217 0.00 D 2016-03-02 2025-03-02 Common Stock 16870 12653 D Restricted Stock Units 0.00 2016-06-07 4 M 0 76 0.00 D 2015-03-07 Common Stock 1508 830 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Represents 5% vesting on June 7, 2016. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2016-06-08