0001209191-16-124415.txt : 20160531 0001209191-16-124415.hdr.sgml : 20160530 20160531170715 ACCESSION NUMBER: 0001209191-16-124415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160527 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 161686820 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-27 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2016-05-27 4 M 0 282 0.00 A 298 D Common Stock 2016-05-27 4 F 0 219 26.39 D 79 D Common Stock 2016-05-27 4 S 0 63 26.40 D 16 D Common Stock 2016-05-27 4 M 0 450 0.00 A 466 D Common Stock 2016-05-27 4 F 0 321 26.40 D 145 D Common Stock 2016-05-27 4 S 0 129 26.41 D 16 D Common Stock 2016-05-27 4 S 0 16 26.37 D 0 D Stock Options 17.55 2016-05-27 4 M 0 282 0.00 D 2011-12-14 2020-12-14 Common Stock 2810 0 D Stock Options 15.19 2016-05-27 4 M 0 450 0.00 D 2012-12-14 2021-12-14 Common Stock 2998 450 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Options vested 20% on December 14, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Efstathios Kouninis 2016-05-31