0001209191-15-065260.txt : 20150811 0001209191-15-065260.hdr.sgml : 20150811 20150811164136 ACCESSION NUMBER: 0001209191-15-065260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150811 DATE AS OF CHANGE: 20150811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 151044409 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2015-08-10 4 M 0 140 0.00 A 140 D Common Stock 2015-08-10 4 F 0 108 26.95 D 32 D Common Stock 2015-08-10 4 S 0 32 26.97 D 0 D Common Stock 2015-08-10 4 M 0 150 0.00 A 150 D Common Stock 2015-08-10 4 F 0 106 26.95 D 44 D Common Stock 2015-08-10 4 S 0 44 26.97 D 0 D Stock Options 17.55 2015-08-10 4 M 0 140 0.00 D 2011-12-14 2020-12-14 Common Stock 2810 282 D Stock Options 15.19 2015-08-10 4 M 0 150 0.00 D 2012-12-14 2021-12-14 Common Stock 2998 900 D Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value. Options vested 20% on December 14, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Stathi Kouninis 2015-08-11