0001209191-15-053847.txt : 20150616
0001209191-15-053847.hdr.sgml : 20150616
20150616164452
ACCESSION NUMBER: 0001209191-15-053847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150612
FILED AS OF DATE: 20150616
DATE AS OF CHANGE: 20150616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 15934823
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-12
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2015-06-12
4
M
0
648
0.00
A
648
D
Common Stock
2015-06-12
4
F
0
422
22.81
D
226
D
Common Stock
2015-06-12
4
S
0
226
22.83
D
0
D
Common Stock
2015-06-15
4
M
0
50
0.00
A
50
D
Common Stock
2015-06-15
4
F
0
16
22.67
D
34
D
Common Stock
2015-06-15
4
M
0
58
0.00
A
92
D
Common Stock
2015-06-15
4
F
0
19
22.67
D
73
D
Common Stock
2015-06-15
4
M
0
34
0.00
A
107
D
Common Stock
2015-06-15
4
F
0
11
22.67
D
96
D
Common Stock
2015-06-15
4
S
0
96
22.45
D
0
D
Stock Options
11.05
2015-06-12
4
M
0
648
0.00
D
2013-12-12
2022-12-12
Common Stock
12942
6472
D
Restricted Stock Unit
0.00
2015-06-15
4
M
0
50
0.00
D
2011-12-14
Common Stock
1006
102
D
Restricted Stock Unit
0.00
2015-06-15
4
M
0
58
0.00
D
2012-12-14
Common Stock
1164
350
D
Restricted Stock Unit
0.00
2015-06-15
4
M
0
34
0.00
D
2011-06-15
Common Stock
648
0
D
Represents the exercise price of the stock options reflected in Table II and Mr. Kouninis' tax liability, which was paid by way of withholding by the Company of shares of equal value.
Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1006 restricted stock units, with 20% vesting on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents 5% vesting on June 15, 2015. The original grant was 648 restricted stock units, with 20% vesting on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Janet Mesrobian Esq., Attorney-in-Fact for Efstathios Kouninis
2015-06-15