0001209191-15-053847.txt : 20150616 0001209191-15-053847.hdr.sgml : 20150616 20150616164452 ACCESSION NUMBER: 0001209191-15-053847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150612 FILED AS OF DATE: 20150616 DATE AS OF CHANGE: 20150616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 15934823 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-12 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2015-06-12 4 M 0 648 0.00 A 648 D Common Stock 2015-06-12 4 F 0 422 22.81 D 226 D Common Stock 2015-06-12 4 S 0 226 22.83 D 0 D Common Stock 2015-06-15 4 M 0 50 0.00 A 50 D Common Stock 2015-06-15 4 F 0 16 22.67 D 34 D Common Stock 2015-06-15 4 M 0 58 0.00 A 92 D Common Stock 2015-06-15 4 F 0 19 22.67 D 73 D Common Stock 2015-06-15 4 M 0 34 0.00 A 107 D Common Stock 2015-06-15 4 F 0 11 22.67 D 96 D Common Stock 2015-06-15 4 S 0 96 22.45 D 0 D Stock Options 11.05 2015-06-12 4 M 0 648 0.00 D 2013-12-12 2022-12-12 Common Stock 12942 6472 D Restricted Stock Unit 0.00 2015-06-15 4 M 0 50 0.00 D 2011-12-14 Common Stock 1006 102 D Restricted Stock Unit 0.00 2015-06-15 4 M 0 58 0.00 D 2012-12-14 Common Stock 1164 350 D Restricted Stock Unit 0.00 2015-06-15 4 M 0 34 0.00 D 2011-06-15 Common Stock 648 0 D Represents the exercise price of the stock options reflected in Table II and Mr. Kouninis' tax liability, which was paid by way of withholding by the Company of shares of equal value. Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1006 restricted stock units, with 20% vesting on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Represents 5% vesting on June 15, 2015. The original grant was 648 restricted stock units, with 20% vesting on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian Esq., Attorney-in-Fact for Efstathios Kouninis 2015-06-15