0001209191-15-052336.txt : 20150611 0001209191-15-052336.hdr.sgml : 20150611 20150611164236 ACCESSION NUMBER: 0001209191-15-052336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 15926459 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-10 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2015-06-10 4 M 0 162 0.00 A 229 D Common Stock 2015-06-10 4 F 0 131 22.64 D 98 D Common Stock 2015-06-10 4 S 0 31 22.65 D 67 D Common Stock 2015-06-10 4 M 0 422 0.00 A 489 D Common Stock 2015-06-10 4 F 0 358 22.64 D 131 D Common Stock 2015-06-10 4 S 0 64 22.64 D 67 D Common Stock 2015-06-10 4 M 0 150 0.00 A 217 D Common Stock 2015-06-10 4 F 0 117 22.64 D 100 D Common Stock 2015-06-10 4 S 0 33 22.65 D 67 D Common Stock 2015-06-10 4 S 0 67 22.65 D 0 D Stock Options 16.15 2015-06-10 4 M 0 162 0.00 D 2010-12-15 2019-12-15 Common Stock 1606 0 D Stock Options 17.55 2015-06-10 4 M 0 422 0.00 D 2011-12-14 2020-12-14 Common Stock 2388 422 D Stock Options 15.19 2015-06-10 4 M 0 150 0.00 D 2012-12-14 2021-12-14 Common Stock 2998 1050 D Represents the exercise price of the stock options reflected in Table II and Mr. Kouninis' tax liability, which was paid by way of withholding by the Company of shares of equal value. Options vested 20% on December 15, 2010, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 14, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Janet Mesrobian, Esq., Attorney-In-Fact for Stathi Kouninis 2015-06-11