0001209191-15-046029.txt : 20150522
0001209191-15-046029.hdr.sgml : 20150522
20150522152341
ACCESSION NUMBER: 0001209191-15-046029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150521
FILED AS OF DATE: 20150522
DATE AS OF CHANGE: 20150522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN STEVEN F
CENTRAL INDEX KEY: 0001018113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 15886358
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
STREET 2: C/O PEGASYSTEMS
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-21
0
0001013857
PEGASYSTEMS INC
PEGA
0001018113
KAPLAN STEVEN F
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
1
0
0
0
Common Stock
2015-05-21
4
A
0
4242
22.40
A
65195
D
Common Stock
2015-05-21
4
M
0
30000
0.00
A
95195
D
Common Stock
2015-05-21
4
F
0
4001
22.12
D
91194
D
Common Stock
2015-05-21
4
S
0
25999
22.03
D
65195
D
Stock Option
2.95
2015-05-21
4
M
0
30000
0.00
D
2006-06-02
2015-06-02
Common Stock
30000
0
D
Represents shares of unrestricted common stock received as consideration for Mr. Kaplan's services as a Director of Pegasystems Inc. for the upcoming 12 month period.
Represents the exercise price of the Stock Options referenced in Table II, which was paid by way of withholding by the Company of shares of equal value.
Represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14.
This exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
Options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years.
This Stock Options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common Stock that occurred on April 1, 2014.
/s/ Janet Mesrobian Esq., Attorney-In-Fact for Steven Kaplan
2015-05-22