0001209191-15-046029.txt : 20150522 0001209191-15-046029.hdr.sgml : 20150522 20150522152341 ACCESSION NUMBER: 0001209191-15-046029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 15886358 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-21 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2015-05-21 4 A 0 4242 22.40 A 65195 D Common Stock 2015-05-21 4 M 0 30000 0.00 A 95195 D Common Stock 2015-05-21 4 F 0 4001 22.12 D 91194 D Common Stock 2015-05-21 4 S 0 25999 22.03 D 65195 D Stock Option 2.95 2015-05-21 4 M 0 30000 0.00 D 2006-06-02 2015-06-02 Common Stock 30000 0 D Represents shares of unrestricted common stock received as consideration for Mr. Kaplan's services as a Director of Pegasystems Inc. for the upcoming 12 month period. Represents the exercise price of the Stock Options referenced in Table II, which was paid by way of withholding by the Company of shares of equal value. Represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14. This exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014. Options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years. This Stock Options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common Stock that occurred on April 1, 2014. /s/ Janet Mesrobian Esq., Attorney-In-Fact for Steven Kaplan 2015-05-22