0001209191-14-076202.txt : 20141217 0001209191-14-076202.hdr.sgml : 20141217 20141217130216 ACCESSION NUMBER: 0001209191-14-076202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141291864 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2014-12-15 4 M 0 32 0.00 A 46 D Common Stock 2014-12-15 4 F 0 11 20.20 D 35 D Common Stock 2014-12-15 4 M 0 32 0.00 A 67 D Common Stock 2014-12-15 4 F 0 11 20.20 D 56 D Common Stock 2014-12-15 4 M 0 50 0.00 A 106 D Common Stock 2014-12-15 4 F 0 17 20.20 D 89 D Common Stock 2014-12-15 4 M 0 58 0.00 A 147 D Common Stock 2014-12-15 4 F 0 19 20.20 D 128 D Restricted Stock Units 0.00 2014-12-15 4 M 0 32 0.00 D 2010-12-15 Common Stock 630 0 D Restricted Stock Units 0.00 2014-12-15 4 M 0 32 0.00 D 2011-06-15 Common Stock 648 66 D Restricted Stock Units 0.00 2014-12-15 4 M 0 50 0.00 D 2011-12-14 Common Stock 1006 202 D Restricted Stock Units 0.00 2014-12-15 4 M 0 58 0.00 D 2012-12-14 Common Stock 1164 466 D Represents the 5% quarterly vesting on December 15, 2014. Original grant was 630 restricted stock units, with 20% vested on December 15, 2010, and the remaining 80% in equal quarterly installments over the remaining four years. Represents the 5% quarterly vesting on December 15, 2014. Original grant was 648 restricted stock units, with 20% vested on June 15, 2011, and the remaining 80% in equal quarterly installments over the remaining four years. Represents the 5% quarterly vesting on December 14, 2014. Original grant was 1,006 restricted stock units, with 20% vested on December 14, 2011, and the remaining 80% in equal quarterly installments over the remaining four years. Represents the 5% quarterly vesting on December 14, 2014. Original grant was 1,164 restricted stock units, with 20% vested on December 14, 2012, and the remaining 80% in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, shares of common stock are not subject to expiration. /s/ Janet Mesrobian, as attorney-in-fact for Efstathios Kouninis 2014-12-17