0001209191-14-072658.txt : 20141203 0001209191-14-072658.hdr.sgml : 20141203 20141203135920 ACCESSION NUMBER: 0001209191-14-072658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141262948 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-01 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Senior VP, Pega Consulting Common Stock 2014-12-01 4 M 0 1668 0.00 A 29118 D Common Stock 2014-12-01 4 F 0 779 20.85 D 28339 D Common Stock 2014-12-01 4 S 0 889 20.80 D 27450 D Stock Option 4.34 2014-12-01 4 M 0 1668 0.00 D 2006-12-08 2015-12-08 Common Stock 40000 34996 D Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Company of shares with a value equal to the exercise price. Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended. Represents the weighted average of the sales prices on December 1, 2014, ranging from $20.74 to $20.89. /s/ Janet Mesrobian, as Attorney-in-Fact for Douglas Kra 2014-12-03