0001209191-14-072656.txt : 20141203 0001209191-14-072656.hdr.sgml : 20141203 20141203135735 ACCESSION NUMBER: 0001209191-14-072656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141262941 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-01 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Senior VP, Pega Consulting Common Stock 2014-12-01 4 M 0 70 0.00 A 27473 D Common Stock 2014-12-01 4 F 0 23 20.92 D 27450 D Restricted Stock Units 0.00 2014-12-01 4 M 0 70 0.00 D 2011-03-01 Common Stock 1400 70 D Represents 5% quarterly vesting on December 1, 2014. Original grant was 1,400 RSUs with 20% vesting on March 1, 2011 and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, shares of common stock are not subject to expiration. /s/ Janet Mesrobian, as Attorney-in-Fact for Douglas Kra 2014-12-03