0001209191-14-066126.txt : 20141104 0001209191-14-066126.hdr.sgml : 20141104 20141104150124 ACCESSION NUMBER: 0001209191-14-066126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141192784 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-03 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Senior VP, Pega Consulting Common Stock 2014-11-03 4 M 0 3336 0.00 A 30739 D Common Stock 2014-11-03 4 F 0 1540 21.65 D 29199 D Common Stock 2014-11-03 4 S 0 1796 21.56 D 27403 D Stock Option 4.34 2014-11-03 4 M 0 3336 0.00 D 2006-12-08 2015-12-08 Common Stock 40000 36664 D Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Company of shares with a value equal to the exercise price. Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended. Represents the weighted average of the sale prices on November 3, 2014, ranging from $21.48 to $21.63. This stock option grant was previously reported as 20,000 shares but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014. Janet Mesrobian, Esq., as Attorney-in-Fact for Douglas I. Kra 2014-11-04