0001209191-14-066124.txt : 20141104 0001209191-14-066124.hdr.sgml : 20141104 20141104145814 ACCESSION NUMBER: 0001209191-14-066124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Rafeal E. CENTRAL INDEX KEY: 0001588892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141192767 MAIL ADDRESS: STREET 1: 1 ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-03 0 0001013857 PEGASYSTEMS INC PEGA 0001588892 Brown Rafeal E. C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CAO, CFO and Senior VP Common Stock 2014-11-03 4 M 0 15982 0.00 A 15982 D Common Stock 2014-11-03 4 F 0 5219 21.67 D 10763 D Restricted Stock Units 0.00 2014-11-03 4 M 0 15982 0.00 D 2014-11-01 Common Stock 79916 63934 D Represents 20% vesting on November 1, 2014. Original grant was 39,958 RSUs with the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. This grant was previously reported as 39,958, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., as Attorney-in-Fact for Rafeal E. Brown 2014-11-04