0001193125-15-377092.txt : 20151113 0001193125-15-377092.hdr.sgml : 20151113 20151113161658 ACCESSION NUMBER: 0001193125-15-377092 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20151109 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 151229352 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 8-K 1 d74696d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

Form 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 9, 2015

 

 

Pegasystems Inc.

(Exact name of registrant as specified in its charter)

 

 

Commission File Number: 1-11859

 

Massachusetts   04-2787865
(State or other jurisdiction   (IRS Employer
of incorporation)   Identification No.)

One Rogers Street, Cambridge, MA 02142

(Address of principal executive offices, including zip code)

101 Main Street, Cambridge, Massachusetts 02142

(Former address of principal executive offices, including zip code)

617-374-9600

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(b) On November 9, 2015, Rafeal E. Brown, Chief Financial Officer, Chief Administrative Officer, Senior Vice President, and Principal Financial Officer of the Company, notified the Company of his intention to resign from his positions effective November 30, 2015. The Company has begun a search for a permanent successor.

A copy of the press release announcing Mr. Brown’s resignation is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

99.1    Press release from Pegasystems Inc. dated November 13, 2015.


Signature(s)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Pegasystems Inc.
Date: November 13, 2015     By:  

/s/ Anne T. Warner

     

Anne T. Warner

Vice President, General Counsel, and Secretary


Exhibit Index

 

Exhibit No.

  

Description

EX-99.1    Press Release issued by Pegasystems Inc. on November 13, 2015.
EX-99.1 2 d74696dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

Pegasystems Announces Resignation of Chief Financial Officer

CAMBRIDGE, Mass. – November 13, 2015Pegasystems Inc. (NASDAQ: PEGA), the software company empowering the world’s leading enterprises with strategic business applications, today announced that Rafe Brown, Chief Administrative Officer, Chief Financial Officer and Senior Vice President has resigned to become Chief Financial Officer at a private technology company. The company has begun a search for a permanent successor.

Mr. Brown will remain with the company through November 30, 2015 to facilitate a smooth transition of duties. After November 30 and until his successor is appointed, Max Mayer, Senior Vice President of Corporate Development, will assume the responsibilities of Chief Administrative Officer. Mr. Mayer has been with Pega since 2004 and held the position of Chief Administrative Officer for the 12 months prior to Mr. Brown’s appointment.

“On behalf of Pega, I want to thank Rafe for all he has contributed to the company and wish him well in his new position,” said Alan Trefler, Pegasystems Founder and CEO. “I have great confidence in the team we have in place that has supported our strong growth during Rafe’s tenure.”

“This was a tough decision to make, but one that is right for me and my family at this time,” said Mr. Brown. “I have great respect for and confidence in Pega and its management team. It has been an honor to be part of the company’s success over the last two years and to help drive strong execution against our goals.”

About Pegasystems

Pegasystems (NASDAQ: PEGA) develops strategic applications for marketing, sales, service, and operations. Pega’s applications streamline critical business operations, connect enterprises to their customers seamlessly in real-time across channels, and adapt to meet rapidly changing requirements. Pega’s Global 2000 customers include many of the world’s most sophisticated and successful enterprises. Pega’s applications, available in the cloud or on-premises, are built on its unified Pega 7 platform, which uses visual tools to easily extend and change applications to meet clients’ strategic business needs. Pega’s clients report that Pega gives them the fastest time to value, extremely rapid deployment, efficient re-use and global scale. For more information, please visit us at www.pega.com.

Press Contacts:

Lisa Pintchman

Pegasystems Inc.

lisa.pintchman@pega.com

(617) 866-6022

Twitter: @pega

Investor Contact:

Sheila Ennis

ICR for Pegasystems

PegaInvestorRelations@pega.com

617-866-6077

All trademarks are the property of their respective owners.

GRAPHIC 3 g74696g41r95.gif GRAPHIC begin 644 g74696g41r95.gif M1TE&.#=AM@)) .< /___^___UK.]TK._TK&]TK.]V/.]VO6]WO6]W/6]X3> M]Y3>_XS>_YSG_Z7G__?__^?W_][W_\[O_\;O_ZWG__?W]];6UJ6EI7M[>VMK M:UI:6G-S<^?GYP #$Q,6-C8R$A(9RWKV]O>_O[[6UM924E"DI*1@8&(R,C%)24A"U]P#. M_P"U[P"]_P#&_W/6_S'&]P"U]PBU[S&]]TI*2CDY.1 0$$)"0@@("'O6_PBU M]P"U_SG&]U+.]X2$A "M[R&U]QBU[XS>]X3>_Q"U[YS>_VO.]\[W_^?__X2, MC&/6_RF]][7O_U+._XSG_XR4E._W_T+._QB]_S'._[7>[R'&_];O_W/>_VO> M_[7&SJV]O3G._RG._VO6_ZW>[P"M]U+&]PB]_WOG_[W.UF/>_[7G[X36_U+6 M_ZVUM;6]O93G_[W>[\;>YT+6_Q"]_WO>_QC&_[76YZVUO836]ZW6YYS>]ZW. MUJ6MK93>]P M M M M M M M M "P M@)) (_@ !"!Q(L*#!@P@3*ES(L*'# MAQ C2IQ(L:+%BQ@S:MS(L:/'CR!#BAQ)LJ3)DRA3JES)LJ7+ES!CRIQ)LZ;- MFSASZMS)LZ?/GT"#"AU*M*C1HTB3*EW*M*G3IU"C2IU*M:K5JUBS:MW*M:O7 MKV##BAU+MJS9LVAQOFC!0@6+%B_2RIU+MZY=DQPN: @"0DB'OT) !-$0PL+= MPX@3*^[*8862#!HPL&#HXH/?OY@S9QZBQ/#BSZ!#B^[Y8@60&9J%K$C8X@,1 MS;!C QE-N[;MVR-;8) 1^Z^,"@052800PN<-#A@ MI)%$'H%"%@O(-]$#2.10 DDU&.?"1"S\A:)")):(&0AQ$<3":S0\],)PDSE4 M 0@=?*!0!3%X4-P,&EP0)H=X#A7#<"4^2(.7T6D@(D4J'G$$D8@FBJ@164S0 MT(T]'*KHI(CJ\ 1$#5QQA XY*/D# : 2@,0)1B!ZQ D+3"1"#SD(0*5O_G<^ ME&4'6R;4):!"Q I !;S5\! ,F"DAZU\A)*2"G(!Y ,2R0,APV5]!Z)KGM#FU M4"6N&@HT)J#1R2 M1"KF0 %Y)9++@))H,!J#D;XN-"-K9HK[[P41. 0"4D< M>D0*>Y3P74$12-" 2AL&L5$ N30@P_UB71M!QE(-&NM")$H1 @K9*SQQAQ3 M/) &'44#X#$4@ ,'F!=1!#BR M>JG#QAGG,4,3+T3B#!BMH&5#%0319@="K)Q0_M#8'60!:D3$P% %*Z2I\^$R M59!!;#(@2US? *@@-&P@7%!=!V4BG8(.!S3$0*1&2* 0O&=O)((-"H==$@,Y MI)!$#C]T#5*5&,CI+41MDS76N(0^X0@YL8"^$H$\C#S#!^DZ"A19-Z0HZ,-_L.@"\Q>7/ M(;FSU?XNH@3C# HA_B#S50@"&+.$5 =,!QEB!X[7P";.9 7/P@P&7A""*!(G M" *1'(B($((/E4@(:P.A!Q^"@$-1X'RH*QU&HE ^E A !U< #P+85<*/5"EB M+V"3#$:VD!Q6;(<6J5\'+H \U @N@2I@B)P62)#J$,%P3HRD2U;@1<"L@ ,5 MC T(AJ"!#0@. ##@4W16 $$O<5$B2?M@0TI@*/89Y(08"4#64."DDI M!W\0 M" E*I<:.W%$@P((8#N>FNQGP#B)G:M-"@ND9NRTO(1;PR_,,0B(B_%"2V#P) M)34#@K9H,#9$R = !$(!MB! >")@" &08,/E#(V*^A>SZ;ID%0^1 *L_EJ: M"=.HD08S9 <4H/H=,80DYT.=!8'D1%=(2)3"4(0 "4$2"7(!8(HVK2%Q04B"\X$^8 0);D!4$ M/.2A4SU8PQ+6T ,' " !G3+4$9(8(+5@JH&4!R(?9T"/QR@ T MYJ"7%"$!%%J%DA;VX(P#D25IKYK0@023@%TE_J8.C9F1667N("UX3:V2-\B$ MK(F&K/$+6^5*7(ZH0)0_!4 /I5@!&GBQ#G/(@6"70-TU'*%SB*UNI!1V!CO< MX0+4\YD*PEO9:R(DLPVA:@X:X%G03L0!G3K829( 1]D)!+$#]4B56CL0&S+1 M.;+](VTQ4C>L(F2(0N CR&#;T ;Q(9F+:Z$*=*";_XEH+XA!R$F+K;]0(<1$"':\D !DJP<(D(2515,L0 [!+=/C^;$<3VH$8F M(0'JY& 0?.: :PMB%8[ (^-OB&LXTH1"SFY(]UX&0#&>(,VCH0 (KL/QK4 M0$0FLZL$I#PGV+(2 5(5:R@>'0$.<=A3 &/@Y!; X ,>**G*ZCG&AB3L"(9%XQ%X M<(!RF_O\( 1 +"S" "8:4 S10( 1\>J:2E?!S<&U. MJ08)P!02D+468,$3_" $/@$!T 5Q!3/7 DO=*_'01#W "KL<0$= #-Q!U1Z(P M]Z80NY0#"J 0JY(#5K,1SO=0?_%?VN)@7S5@&:$"K[%H I%;O640>>0\!N%G M$081%7 !T $M-.A^DI1);G)F/E,!\C2#T00M2I" %@$!"Z!"7P &\H1E&*$B MD4*"B6(#2;!N4W-D&2%"[Z807" 76 "#_@96_A>!0:.&8&D' $%4$#[(@Q/1 D.'&1H@94QX. "4&;^1 M/1;P5IB1 1P@!$10 RZP@!@A @3@!0VP7*7V(RG0(BHWBRJ' DE@!5' :8^R M@1<1)3_ AQ)!5?;&-")D P9PC,B8C,=8@<,(@X'X?!=&:OJ#@QD!,DAD97)' M$%X6*V]%!(T8$2\@;3Z#:YFH,PF$&42@ H!'0Z.(&<:T 1K <"V@!/1(CQMP MC_1H)Q2!!5F@!5L0=RBT.08 >01)D!3!5!61,%!01^_%(GAX$!3 (D5"@D^G M,#E =1<1@W_T@P,Q?0(!41P!BGH7A$5'$#Y(,8N3C1;1 M0#AN48/0<8_BP5 MP"=@,H4=("QCME&]5@,Q63D5T0 C4 7WER*GQQ$(21%SU(P4(8P/:1 $D ,X M<'M267M&< 0VX'\6H9$'@4$@\" >"0 @N1$^>%N"I'<'X7 **">BEQ$5<("2 M^)(ZLXF8X0', MOC6(V0*=U)@1@H0B+2!-"Y%,F0,RS;D1BS.4X$DM?;<[E^,;%< !ZDD0056$ M7?07&P >N$!03 $&0!K / "2+@L&: 70S $!U0!+H !'_ !>5=%Y%,P-.-Y+AK M6/5;],01%F->%[H<&)09,= "F%%Q6+A,FW$!+A!/>04#!P@$&W M$I1EJ"$$ M-5 #[_0\%R G0A $_GSE BQP/?-YF/4)G!:A6J&SE,5Y$"J4 L"(6>W6!)4* MI02J$,M%2"%%2'@5!/GA L-1F+M'G[_) M8QJQ (?RB_O9E *Q64^J$ Q@*)59$5&*$ 4F,B^@6Z#J$5Y&0<"UFZ]A 4,T MFAWQ6VP'J\W1H)JQ C @ S00J@H15#7 1S0 BW 6$B3_0* >8 6JJ84'W M(2O@@^E($,M%B$!*K4+*J!:10IU" !FX$(YI$#ZF8Q ! :/UGUFYJ5WU_AH: M4 %^\8I@B:47,2L7P"8LNI5V0P.+ W0QE#H$3C-Q"W22L;]1LL@QDY6W4:FX4<:Q$1D#5'8 *ZF%Z12A !T 3# M*1$X9@3(N;(3RGU_00.H(;.;N1'UIT T"W=#P!LR2Q$L@"9"VQSK&'=M.A%! M%;< 0#T>X (P\+@PH +JV!9:2Q!52"O$RD=!);-!ZK4ZP)@;@35$8@-.@)4) M,;($X4]'P%ZJPBK?^A#EZEMV0XI0)F ?*A$KI;B8N;<' K"@I$%!.[C*<69$ MH %;:Q&)BQ!TA3>X=BT+M*&$A"P25Y<&9'2*_EJM!T >VOMX#2$!/) D*9 M_9>!#P !$X *[($W*I"3)"I('2II@L1L6LL7F2W>*,"!)*_ ?(0.OF6OJ5! MLX80'# $-7 !%O "&,HKRL1D+(C+NPB:M@0 5 $I0)8*( $ I .JS# M,EO MS' MR822-M5M3,#UU<#ICE9(# #,^ !2?@\=P6%0G A/15 3&,# M-V 1HD#E-+'1*(#_BOX$!&P SRP+G\,=472 RE V E0)P SU@LA,1 3YP M \E'$4&3FG1S9M(* )3U1;[K9PO+$$ITN 4!6=91BL?KQ:+Q M^(MP2+L(/S M K1\3!5 RZ3Y(6;9H08;)KPL92(P F7+@25 +\9<+@Q93^FA>2> LY\ BEP MC W0?PD1S-PJ$1,P B40L@ZA H5#81GSR@! ,QQ3SN6\R@9!,Z8,A/P*CBZ@ M4N[$QO+LQAG,RO;,$'=E.!5P+5T<%I3WS_>L@#S*HP%=T I1I3Z3HVP" F%J MT []T(>Q'Y8#&1MP >(,T1B=T1J]T1S=T1[]T2 =TB(]TB1=TB9]TBB=_M(J MO=(LW=(N_=(P'=,R/=,T7=,V?=,XG=,ZO=,\W=,^_=- '=1"/=0RS_=5@'=9B/=9D7=9F M?=9HG=9JO=9LW=9N_=9D?_=F@'=JB M/=JDC=D)H +P "JO=JLW=JN_=JP'=NR/=NT7=NV?=NXG=NZO=NOW0 .\-O @'=S"_=M$7=S&?=S(G=S*O=S,W=S._=S0'=U1 A$0 #L! end