0001181431-14-032300.txt : 20140918
0001181431-14-032300.hdr.sgml : 20140918
20140918170301
ACCESSION NUMBER: 0001181431-14-032300
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140916
FILED AS OF DATE: 20140918
DATE AS OF CHANGE: 20140918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 141110482
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
rrd416469.xml
FORM 4 STATHIS KOUNINIS SEPTEMBER 16, 2014 - OPTION EXERCISES AND SALE
X0306
4
2014-09-16
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2014-09-16
4
M
0
150
0
A
280
D
Common Stock
2014-09-16
4
F
0
121
21.35
D
159
D
Common Stock
2014-09-16
4
S
0
29
21.37
D
130
D
Common Stock
2014-09-16
4
M
0
646
0
D
776
D
Common Stock
2014-09-16
4
F
0
437
21.35
D
339
D
Common Stock
2014-09-16
4
S
0
209
21.36
A
130
D
Common Stock
2014-09-16
4
S
0
130
21.31
D
0
D
Stock Option - Right to Acquire
15.19
2014-09-16
4
M
0
150
0
D
2012-12-14
2021-12-14
Common Stock
2998
1350
D
Stock Option - Right to Acquire
11.05
2014-09-16
4
M
0
646
0
D
2013-12-12
2022-12-12
Common Stock
12942
8414
D
Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
/s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis
2014-09-18