0001181431-14-032300.txt : 20140918 0001181431-14-032300.hdr.sgml : 20140918 20140918170301 ACCESSION NUMBER: 0001181431-14-032300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141110482 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd416469.xml FORM 4 STATHIS KOUNINIS SEPTEMBER 16, 2014 - OPTION EXERCISES AND SALE X0306 4 2014-09-16 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2014-09-16 4 M 0 150 0 A 280 D Common Stock 2014-09-16 4 F 0 121 21.35 D 159 D Common Stock 2014-09-16 4 S 0 29 21.37 D 130 D Common Stock 2014-09-16 4 M 0 646 0 D 776 D Common Stock 2014-09-16 4 F 0 437 21.35 D 339 D Common Stock 2014-09-16 4 S 0 209 21.36 A 130 D Common Stock 2014-09-16 4 S 0 130 21.31 D 0 D Stock Option - Right to Acquire 15.19 2014-09-16 4 M 0 150 0 D 2012-12-14 2021-12-14 Common Stock 2998 1350 D Stock Option - Right to Acquire 11.05 2014-09-16 4 M 0 646 0 D 2013-12-12 2022-12-12 Common Stock 12942 8414 D Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2014-09-18