0001181431-14-032232.txt : 20140917 0001181431-14-032232.hdr.sgml : 20140917 20140917171700 ACCESSION NUMBER: 0001181431-14-032232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140915 FILED AS OF DATE: 20140917 DATE AS OF CHANGE: 20140917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 141108600 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd416393.xml FORM 4 STATHIS KOUNINIS SEPTEMBER 15, 2014 - QUARTERLY VESTING OF 12-14-10, 12-14-11, 12-15-09 AND 1-15-10 GRANTS X0306 4 2014-09-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2014-09-15 4 M 0 50 0 A 66 D Common Stock 2014-09-15 4 F 0 17 21.49 D 49 D Common Stock 2014-09-15 4 M 0 58 0 A 107 D Common Stock 2014-09-15 4 F 0 19 21.49 D 88 D Common Stock 2014-09-15 4 M 0 32 0 A 120 D Common Stock 2014-09-15 4 F 0 11 21.49 D 109 D Common Stock 2014-09-15 4 M 0 32 0 A 141 D Common Stock 2014-09-15 4 F 0 11 21.49 D 130 D Restricted Stock Units 0 2014-09-15 4 M 0 50 0 D 2011-12-14 Common Stock 1006 252 D Restricted Stock Units 0 2014-09-15 4 M 0 58 0 D 2012-12-14 Common Stock 1164 524 D Restricted Stock Units 0 2014-09-15 4 M 0 32 0 D 2011-06-15 Common Stock 648 98 D Restricted Stock Units 0 2014-09-15 4 M 0 32 0 D 2010-12-15 Common Stock 630 32 D Represents 5% quarterly vesting on September 14, 2014. Original grant was 1,006 restricted stock units, with 20% vested on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Represents 5% quarterly vesting on September 14, 2014. Original grant was 1,164 restricted stock units, with 20% vested on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents 5% quarterly vesting on September 15, 2014. Original grant was 648 restricted stock units, with 20% vested on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents 5% quarterly vesting on September 15, 2014. Original grant was 630 restricted stock units, with 20% vested on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2014-09-17