0001181431-14-024330.txt : 20140625 0001181431-14-024330.hdr.sgml : 20140625 20140618114838 ACCESSION NUMBER: 0001181431-14-024330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140617 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 14927153 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd411973.xml FORM 4 LEON TREFLER JUNE 17, 2014 - QUARTERLY VESTING AFTER 1ST YEAR OF 3-17-11 GRANT X0306 4 2014-06-17 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Senior Vice President, Sales Common Stock 2014-06-17 4 M 0 284 0 A 8202 D Common Stock 2014-06-17 4 F 0 93 21.24 D 8109 D Restricted Stock Units 0 2014-06-17 4 M 0 284 0 D 2012-03-17 Common Stock 5672 1986 D Represents 5% quarterly vesting on June 17, 2014. Original grant was 5,672 RSUs, with 20% vested on March 17, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. This grant of Restricted Stock Units was previously reported as 2,836 shares, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Leon Trefler 2014-06-18