0001181431-14-024194.txt : 20140624 0001181431-14-024194.hdr.sgml : 20140624 20140617132326 ACCESSION NUMBER: 0001181431-14-024194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140615 FILED AS OF DATE: 20140617 DATE AS OF CHANGE: 20140617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 14924856 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd411870.xml FORM 4 STATHIS KOUNINIS JUNE 15, 2014 - QUARTERLY VESTING OF 12-15-09 AND 6-15-10 GRANT X0306 4 2014-06-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2014-06-15 4 M 0 32 0 A 107 D Common Stock 2014-06-15 4 F 0 11 21.05 D 96 D Common Stock 2014-06-15 4 M 0 32 0 A 128 D Common Stock 2014-06-15 4 F 0 11 21.05 D 117 D Restricted Stock Units 0 2014-06-15 4 M 0 32 0 D 2010-12-15 Common Stock 630 64 D Restricted Stock Units 0 2014-06-15 4 M 0 32 0 D 2011-06-15 Common Stock 648 130 D Represents 5% quarterly vesting on June 15, 2014. Original grant was 630 RSUs, with 20% vested on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Represents 5% quarterly vesting on June 15, 2014. Original grant was 648 RSUs, with 20% vested on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. This grant of Restricted Stock Units was previously reported as 315 shares, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014. This grant of Restricted Stock Units was previously reported as 324 shares, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2014-06-17