0001181431-14-021600.txt : 20140529 0001181431-14-021600.hdr.sgml : 20140529 20140529155534 ACCESSION NUMBER: 0001181431-14-021600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140527 FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 14875961 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd410394.xml FORM 4 KAPLAN MAY 27, 2014 - OPTION EXERCISE AND SALE X0306 4 2014-05-27 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2014-05-27 4 M 0 20000 0 A 79786 D Common Stock 2014-05-27 4 F 0 4068 21.13 D 75718 D Common Stock 2014-05-27 4 S 0 15932 21.06 D 59786 D Stock Option - Right to Acquire 4.30 2014-05-27 4 M 0 20000 0 D 2004-06-03 2014-06-03 Common Stock 30000 0 D Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average of sale prices on 5/27/2014, ranging from $21.02 to $21.18. All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014. All Options vested immediately. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Steven F. Kaplan 2014-05-29